Economics of regulation

Results: 20928



#Item
591SEC filings / Securities Exchange Act / Financial regulation / Financial economics / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Administrative Fine Imposed on the Responsible Person of Innovation & Infinity Global Corp. [[[COMMENT BY Cher Lien]]] WU Hc 6 [[[---]]]

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Source URL: www.twse.com.tw

Language: English - Date: 2014-07-17 21:52:51
592Emission standards / Air pollution in the United States / Exelon / United States Environmental Protection Agency / Clean Air Act / Low-carbon economy / Carbon capture and storage / Sustainable energy / Regulation of greenhouse gases under the Clean Air Act / Energy economics / Environment / Energy

Kathleen Barrón Senior Vice President Federal Regulatory Affairs and Wholesale Market Policy

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Source URL: www.exeloncorp.com

Language: English - Date: 2015-02-16 10:15:23
593Financial economics / The Maya Declaration / Financial Sector Charter / Financial inclusion / International Association of Insurance Supervisors / Money laundering / Financial regulation / Finance / Business

Microsoft Word - ISIP Draft SSB Confwith proofing instructions ac edits+KL figure fix AC clean.docx

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Source URL: www.ruralfinance.org

Language: English - Date: 2013-04-23 17:07:54
594Financial Conduct Authority / Financial system / Finance / Financial economics / Economy of the United Kingdom / Prudential Regulation Authority / Markets in Financial Instruments Directive

Consultation Paper FCA15/10*** PRA9/15 Strengthening accountability in banking: UK branches of foreign banks

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2015-03-16 05:31:27
595Venture capital / Private equity / Corporate finance / Angel investor / Regulation D / Angel Capital Association / Securities offering / Accredited investor / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Angel Groups Seek to Assure Entrepreneurs They Are Accredited, Alliance of Angels The angel investing horror story goes something like this: An entrepreneur publicly solicits seed capital under new securities laws, but a

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Source URL: www.angelcapitalassociation.org

Language: English - Date: 2015-03-02 11:19:28
596Investment banks / Financial markets / Financial regulation / Short selling / Securities Exchange Act / United States Securities and Exchange Commission / Short / UBS / Investment / Financial economics / Finance

Case: 1:15-cvDocument #: 1 Filed: Page 1 of 14 PageID #:1 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION )

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-09 17:22:47
597Economics / International relations / Institute of Chartered Secretaries and Administrators / Financial regulation / International Organization of Securities Commissions / G-20 major economies

Microsoft Word - ICSA Letter to Lic. Marino re G20.doc

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:08
598Law / Government / Economics of regulation / Office of Information and Regulatory Affairs / Jim Tozzi / Office of Management and Budget / Regulation / Administrative Procedure Act / Code of Federal Regulations / United States administrative law / Administrative law / Public administration

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Source URL: www.thecre.com

Language: English - Date: 2013-04-22 16:11:37
599Investment / Australian Securities Exchange / Economy of New South Wales / Financial regulation / International Organization of Securities Commissions / Securities market / Australian Securities and Investments Commission / Security / Contract for difference / Economy of Australia / Financial economics / Stock market

Financial Markets History of Stock Exchanges AIM OF THE ASX October 1990, ASX sought to restate its current role and that of its Listing Rules. “A stock exchange is first and foremost a market place for trading in sec

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Source URL: www.timdavis.com.au

Language: English - Date: 2010-01-18 23:42:12
60073rd United States Congress / United States Securities and Exchange Commission / SEC filings / U.S. Securities and Exchange Commission / Financial economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Finance / Regulation S-K / United States securities law / Financial regulation / Late-2000s financial crisis

Investor Advisory Committee Meeting: Notice of Meeting

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-18 11:26:06
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